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China's Non-Proliferation Policy and Measures


To prevent the proliferation of weapons of mass destruction (WMD) and their means of delivery is conducive to the preservation of international and regional peace and security, and compatible with the common interests of the international community. This has becomeaconsensus of the international community. Through protracted and unremitting efforts, the international community has established a relatively complete international non-proliferation regime, which has played a positive role in preventing and slowing down the proliferation of WMD and their means of delivery, and in safeguarding peace and security both regional and global.

Economic globalization and the rapidadvancementof science and technologyhave providedthe international communitygoodopportunities for cooperation and development, and also many new challenges. At present, traditional and non-traditional security factors are interwoven,withthelatterbeing steadily on the rise. Countries are linked more closely to each other in security matters, and their interdependence is continually deepening. It is an inevitable demand of the times to strengthen international cooperation and seek common security for all countries. The non-proliferation efforts of all countries and the development of the international non-proliferation mechanism are mutually complementary and inseparably linked with each other.Giventhe new international security situation, it is particularly important and urgent tostep upinternational cooperation in the field of non-proliferation, and develop and improve the international non-proliferation mechanism.

The purpose ofChina's foreign policyisto help safeguard world peace and promote common development. A developingChinaneeds both an international and a peripheral environment of long-term peace and stability. The proliferation of WMD and their means ofdelivery benefits neither world peace and stability norChina's own security.Over the years, with its strong sense of responsibility,Chinahas step by step formulated a whole set of non-proliferation policies andput in placea fairly completelegal framework onnon-proliferationandexport control. It has taken positive and constructive measures to accelerate the international non-proliferation process with concrete actions, thus making asignificantcontribution to safeguarding and promoting international and regional peace and security.

I.China's Basic Stand on Non-Proliferation

Chinahas always taken a responsible attitude toward international affairs, stood for the complete prohibition and thorough destruction of all kinds of WMD, including nuclear, biological and chemical weapons, and resolutely opposed the proliferation of such weapons and their means of delivery.Chinadoes not support, encourage orassistany country to develop WMD and their means of delivery.

China holds that the fundamental purpose of non-proliferation is to safeguard and promote international and regional peace and security, and all measures to this end should be conducive to attaining this goal. Theproliferationof WMD and their means of delivery has its complicated causes; ithas everything to do withthe international and regional security environment. To pursue the universal improvement of international relations, to promote the democratization of such relations and to accelerate fair and rational settlement of the security issues of regions concerned will help international non-proliferation efforts to proceed in a smooth manner. China resolutely supports international non-proliferation efforts, and at the same timecares very much forpeace and stabilityin the region and the world at large.China stands for the attainment of the non-proliferation goal through peaceful means, i.e. on the one hand,the international non-proliferation mechanismmust be continually improvedand export controlsof individualcountriesmust be updated and strengthened,on the other hand,proliferation issues mustbe settledthrough dialogue and international cooperation.

China maintains thatauniversal participationofthe international community isessential for progress innon-proliferation. Tohavethe understanding and support of the overwhelming majority of the international community, it ishighly important to ensure a fair, rational and non-discriminatory non-proliferationregime. Either the improvement of the existingregimeor the establishment of a newregimeshouldbe basedon the universal participation of all countries andon theirdecisionsmade througha democraticprocess.Unilateralism and double standardsmustbe abandoned, andgreat importance should be attachedand full play given to the role of the United Nations.

China believes thatgiven the dual-use nature ofmany of the materials, equipment and technologies involved in the nuclear, biological, chemical and aerospace fields,it is important thatall countries, in the course of implementing their non-proliferation policies,strike a proper balance betweennon-proliferation and international cooperationforpeaceful use of the relevant high technologies.In this connection, China maintains that,while it is necessary to guarantee the rights of all countries, especially the developingnations, to utilize and share dual-use scientific and technological achievements and productsfor peaceful purposessubject to full compliance withthe non-proliferation goal, it is also necessary topreventany countryfromengaging in proliferation under the pretext of peaceful utilization.

II. Actively Participating in International Non-Proliferation Efforts

Over the years, China has participated extensively in the construction of the multilateral non-proliferationregime andactively promoteditsconstant improvement and development.China hassigned all international treaties related to non-proliferation, and joined most of the relevant international organizations.

In the nuclear field, China joined the International Atomic Energy Agency (IAEA) in 1984, and voluntarily placed its civilian nuclear facilities under IAEA safeguards. It acceded to the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) in 1992. It took an active part in thenegotiations ofthe ComprehensiveNuclear-Test-BanTreaty (CTBT) at the Conference on Disarmament in Geneva and made important contributions to the conclusion of the treaty. China was also among the first countries to signCTBTin 1996. China became a member of the Zangger Committee in 1997.Chinasigned the Protocol Additional to the Agreement Between China and IAEA for the Application of Safeguards in China in 1998, and in early 2002 formally completed the domestic legal procedures necessary for theentryinto force of theAdditionalProtocol, thus becoming the first nuclear-weaponstateto complete the relevant procedures. China actively participated in the work of the IAEA, the Preparatory Commission for theCTBTOand other relatedinternationalorganizations. It supported the IAEA's contribution to the prevention of potential nuclear terrorist activities, and took an active and constructive part in the revision of the Convention on the Physical Protection of Nuclear Materials.

China has energetically backed up countries concerned in their efforts to establish nuclear-weapon-free zones. It has signed and ratified the protocols to the Treaty for the Prohibition of Nuclear Weapons in Latin America and the Caribbean (Treaty of Tlatelolco),the South Pacific Nuclear-Free Zone Treaty (Treaty of Rarotonga), and the African Nuclear-Weapon-Free Zone Treaty (Treaty of Pelindaba).China hasexpresslycommitted itself to signing the protocol to the Southeast Asia Nuclear-Weapon-Free Zone Treaty (Treaty of Bangkok) and supported theinitiativefor the establishment ofaCentral Asiannuclear-weapon-freeregion.

In the biological field, China has always strictly observed its obligationsunderthe Convention on the Prohibition of the Development, Production and Stockpiling of Bacteriological (Biological) and Toxin Weapons and on Their Destruction (BWC)since its accessionin 1984.As from1988, it has, on annual basis, submitted to the UN thedeclarationdata of the confidence-building measures for the BWC in accordance with the decision of its Review Conference. China has also enthusiastically contributed to the international efforts aimed at enhancing theBWC effectiveness, andactively participatedin the negotiations on the protocol to the BWC and in international affairs related to the BWC.

In the chemical field, China made a positive contribution to the negotiation and conclusion of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on Their Destruction (CWC).It signed the Conventionin 1993 and depositedits instrumentof ratification in 1997. Since the CWC came into force, China has stood firmly by the Organization for the Prohibition of Chemical Weapons (OPCW) in carrying out its work, and earnestly fulfilled its obligations under the CWC. China has set upthe National Authorityfor the performance of its obligations envisaged in the CWC, and submitted initial and annualdeclarationsof all kinds on schedule and in their entirety. By the end of October 2003, China hadreceived68on-siteverifications by the OPCW.

In the missile field, Chinasupportsthe international community initsefforts to prevent the proliferation of missiles and related technologies and materials, andadoptsa positive and open attitude toward all international proposals for strengthening the missile non-proliferation mechanism. China hasconstructively participatedin the work of the UN Group of Governmental Experts on Missiles, as well as the international discussions on the draft of the International Code of Conduct Against Ballistic Missile Proliferation and the proposal of a GlobalControlSystem.

III. Non-Proliferation Export Control System

Effective control of materials, equipment and technologies thatcouldbe used in the development and production of WMD and their means of delivery is an important aspectin a country's implementation of itsinternational non-proliferation obligation, and an important guarantee for the success of the international non-proliferation efforts. As a country withsomesci-tech and industrial capabilities, China is well aware of its non-proliferation responsibility in this field. For a long time, the Chinese Government has adopted rigorous measures both for the domestic control of sensitiveitemsand technologies and for their export control, and has kept making improvements in light of the changing situation.

For a fairly long time in the past, China practiced a plannedeconomy, whereby the state relied mainly on administrative measures for import and export control. Thisproved to beeffective for implementing the non-proliferation policy under thethenprevailing historical conditions. But with the deepening of China's reform andopening-up, and especially following the country's entry into the World Trade Organization (WTO), tremendous changes have taken place in the environments of China's domestic economy and foreign trade. So far, China has initially established a socialist marketeconomy, and its non-proliferation export control pattern has changed fromanadministrative control to a law-based control.

In recent years, the Chinese Government has constantly strengthened the work of building the legal system to bolster non-proliferation on the principle ofrule oflaw to ensure the effectiveenforcementof its non-proliferation policy. China has attached great importance to studying the current international standards of non-proliferation export control.Integratingthe multi-national export control mechanism and the valuable experience of other countries withits ownnational conditions, China has widely adopted the current international standards and practices, vigorously strengthened and improved the system for ensuring non-proliferation export control, and formulated andenforceda number of laws and regulations,whichform a complete system for the export control of nuclear, biological, chemical, missile and other sensitiveitemsand technologies, and all military products,and providea full legal basis and mechanism guarantee for the better attainment of the non-proliferation goal. This export controlregimehas embraced the following practices:

ExportRegistration System All exporters ofsensitiveitems ortechnologies must be registered with thecompetentdepartment of the Central Government. Without such registration, noentityor individual is permitted to engage in such exports.Only designated entities are authorized tohandle nuclear exports and the export of controlled chemicals and military products. No other entity or individual is permitted to go in for trade activities in this respect.

Licensing System It is stipulated that the export of sensitiveitemsand technologiesshallbe subject to examination and approval bythecompetent departments of the Central Governmenton a case-by-case basis.No license, no exports. The holder of an export license must engage in export activities strictly as prescribed by the license within its period of validity. Ifanyexport item or contents are changed, the original license must be returned and an application made for a new export license. When exporting the above-mentioneditemsand technologies, an exporter shall produce the export license to the Customs, go through the Customs formalities as stipulated by the Customs Law of the People's Republic of China, and the relevant control regulations and control measures, andshallbe subject to supervision and control by the Customs.

End-User and End-Use Certification An exporter of sensitiveitemsand technologies is required to provide a certificate specifying the end-user and the end-use, produced by the end-user that imports them. Differentkinds of certificatesmust be produced, depending on thecircumstancesandparticularlythe sensitivity of the exporteditemsor technologies.In some cases, the certificatesmust be produced by the end-user and authenticated by the official organ of the end-user's country and the Chinese embassy or consulate in that country,while in others, they must beproduced by the relevant government department of the importing country. The end-user must clarify the end-user and end-use of the imported materials or technologies in theabove-mentioned certificates,and definitely guarantee that without permission from the Chinese Government, it shall not use the relevant item provided by China for purposes other than thecertifiedend-use, or transfer it to a third party other than thecertifiedend-user.

List Control Method China has drawn up detailedcontrol listsof sensitive materials, equipment and technologies. In the nuclear, biological and chemical fields, the relevant lists cover virtually all of the materials and technologies included in the control lists of the Zangger Committee, the Nuclear Suppliers' Group, the Chemical Weapons Convention (CWC), and the Australian Group. In the missile field, the scope of the Chinese list is generally the same as the Technical Annex of the Missile Technology Control Regime (MTCR). In the arms export field, the Chinese Government also drew on the experience of the relevant multilateral mechanism and the relevantpracticeof other countries when it first formulated and issued the arms export control list in 2002. The Chinese Governmentwill make timely adjustments to theabove listsin light of actual conditions.

Principle of Nonproliferation-oriented Examination and Approval Beforemaking a decision on whether to issue an export license, the competent department will give overall consideration to thepossibleeffect of the relevantexportson national security and the interests of general public, as well as its effect on international and regional peace and stability. Thespecificfactors for reference in the examination and approval process include China's incumbent international obligations and international commitments, whether the export of the sensitiveitemsor technologies will directly or indirectly jeopardize China's national security or public interests, orconstitutea potential threat, and whether it conforms to the international non-proliferation situation and China's foreign policy. An assessment of the degree of proliferation risk of exporting a sensitiveitemor technology shall be made by an independent panel of technical experts organized by the examination and approval department.The assessment will serveas an important referencein theexamination and approvalprocess. The examination and approval department shall also make an overall examination of the situation of the country or region where the end-user is located.It shall givespecialconsideration to whether there is any risk of proliferation in the country where the end-user is locatedorany risk of proliferation toa thirdcountry or region, including: whether the importing country will present a potential threat to China's national security; whether it has aprogramfor the development of WMD and their means of delivery; whether it has close trade ties with a country or region having aprogramfor the development of WMD and their means of delivery; whether it is subject to sanctions under a UN Security Council resolution; and whether it supports terrorism or hasany linkswith terrorist organizations. Moreover, the examination and approval department shall alsopayattention to the ability of the importing country in exercising export control and whether its domestic political situation and surrounding environment are stable. Thefocus ofexamination of the end-user and end-useis to judgethe ability of the importing country to use the importeditemsor technologies,and to assesswhether the importer and the end-user are authentic and reliable, and whether the end-use isjustified.

"Catch-all" Principle If an exporter knows or should know that there is a risk of proliferation of an item or technology to be exported, the exporter is required to apply for an export license even if the item ortechnology does not figure in the exportcontrol list. When considering an export applicationdecidingon whether to issue an export license, the export examination and approval departmentsshall make an overall assessment of the end-use and end-user of theitem or technology to be exportedand the risk of proliferation of WMD. Once such a risk isidentified, thecompetentdepartmentshavethe right to immediatelyrefusetherequestedexport license, and terminate the export activity. Moreover, thecompetentdepartmentsmayalso exercise,on an ad hoc basis, exportcontrolonspecific items not contained onthe relevant control list.

Penalties Exporters who export controlleditemsor technologies withoutapproval, arbitrarilyexportitemsbeyond theapprovedscope, or forge,alter,buy or sellexport licenses shall be investigated for criminalliabilityin accordance with provisionsofthe Criminal Law of the People's Republic of China (PRC) on smuggling, illegal businessoperation, disclosure ofstate secrets or other crimes. For cases that do not constitute crimes, the competent government department(s)shallimposeadministrative sanctions, includingwarning, confiscation of illicitproceeds, fines, suspension or evenrevocationof foreign trade licenses.

IV. Concrete Measures for Non-Proliferation Export Control

In the nuclear field, China has persisted in exercising stringent control over nuclear exports and nuclear materials. In nuclear materials control, since its accession to the IAEA, China has established a "State System for theAccountancyand Control of Nuclear Materials," and a "Nuclear Materials Security System" that measures up to the requirements of the Convention on the Physical Protection of Nuclear Materials. In 1987, the Chinese Governmentissued the Regulations on the Control of Nuclear Materials. Under the Regulations it instituted a licensing system for nuclear materials. Itdesignatedthe department for supervision andcontrolover nuclear materials anddefinedits duties, the measures for nuclear materials control, the application for,and examination and issuance of,nuclear materials licenses, the management of nuclear materials accounts, theaccountancyof nuclear materials, the physical protection of nuclear materials, and relevant rewards and punishments.

China's nuclear export is handled exclusively bythecompanies designated by the State Council.Chinaadheres to the following three principles: guarantee for peaceful use only, acceptance of the safeguards of the IAEA, and no retransfer to a third country without the priorconsentof the Chinese Government.The Chinese Governmentissued the Regulations of the PRC on the Control of Nuclear Export in 1997. Apart from the above-mentioned three principles, the Regulations also expound on China's policy of not advocating, not encouraging and not engaging in the proliferation of nuclear weapons, not helping other countries to develop nuclear weapons, not providing any assistance to any nuclear facility not placed under IAEA safeguards, not providing nuclear exports to it, and not conducting personnel and technological exchange or cooperation with it. The Regulations also provide for a rigorous examination system for nuclear export, severeviolationpunishmentsanda comprehensive and detailed control list.

In 1998, the Chinese Government promulgated the Regulations of the PRC on the Control of Nuclear Dual-Use Items and Related Technologies Export. Therein it reaffirms its determination of strictly performing its internationalnuclear non-proliferation obligations, exercising strict control over the export of nuclear dual-use items and related technologies, andit institutedlicensing system for related exports. It established a registration system for exporters and the procedures for the examination and approval of exports, and defined punishments for violations of the Regulations. The Amendments to the Criminal Law of the PRC adopted in December 2001 designate as criminal offenses such acts as illegally manufacturing, trafficking and transporting radioactive substances,and stipulate corresponding criminal punishments for such offenses.

In the biological field, China haspromulgated and implemented a seriesof laws,statutesand regulations in the past two decades and more, including: the Criminal Law of the PRC in 1979; the Tentative Measuresonthe Stockpiling andManagementof VeterinarianBacteria Culturein 1980; the Regulations on theManagement of Veterinary Medicines in 1987; the Law of the PRC on the Prevention and Control of Infectious Diseases in 1989; the Law on the Quarantine of Animals and Plants Brought Into or Taken Out of the Chinese Territory in 1991; the Measures for the Control of Biological Products for Animal Uses and the Procedures for the Safe Administration ofAgricultural Biological Gene Engineering in 1996; and the Standards for the Quality of the Biological Products for Animal Uses in 2001. These laws,statuteand regulations have made strict provisions on the production, control, use, stockpiling, carriage and transfer of relevant bacteria (viruses), vaccines and biological products. The Amendments to the Criminal Law of the PRC adopted in December 2001provides that anyillegally manufacturing, trading in, transporting,storingor using infectious pathogens for such offencesconstitutes a crime and the offenders shall receivecriminal punishments.

In October 2002, the Chinese Governmentpromulgated the Regulations of the PRC on the Export Control of Dual-Use Biological Agents and Related Equipment and Technologies, and its control list. It instituted a licensing system for the export of dual-use biological agents and related equipment and technologies, and a registration system for the exporters, and established the principle that the relevant exports shall not be used forbiological weapon purposes,that without priorconsentof the Chinese Government,thedual-use biological agents and related equipment and technologies supplied by China shall not be used for purposesotherthan the declared end-use, or be transferred to a third party other than the declared end-user. Besides, the Regulations also provide strict procedures for exportexamination andapproval and punishment for violations of the Regulations.

In the chemical field, the Chinese Government promulgatedbetween 1995 and 1997the Regulations of the PRC on the Administration oftheControlled Chemicals, the Controlled Chemicals List and the Detailed Rules for the Implementation of the Regulations of the PRC on the Administration oftheControlled Chemicals,designatingthe department in charge of thesupervisionof the controlled chemicals anddefiningits duties, making a detailed classification of the controlled chemicals and exercising strict control over the production, sale, use, import, and export of sensitive chemicals. Under the Regulations, the import and export ofthecontrolled chemicals must be handled by the designateddepartments. No otherdepartmentor individual is permitted to engage in import and exportof these items. In 1998, the Chinese Government added 10 controlled chemicals to the Controlled Chemicals List. The Amendments to the Criminal Law of the PRC adopted in December 2001declareas criminal offenses such acts as illegally manufacturing, trafficking, transporting, stockpiling or using toxic materials,which shall be penalized according to the Chinese Law.

In October 2002, the Chinese Governmentfurther promulgatedthe Measures on the Export Control of Certain Chemicals and Related Equipment and Technologies and its control list. The Measures are asubstantivesupplement to the Regulations on the Administration of Controlled Chemicals, not only adding 10 chemicals to the list, but also providing for the export control of the related equipment and technologies. The Measures provide a licensing system for the export of the materials and technologies on the control list.They requireimporters to guarantee that thecontrolledchemicals and related equipment and technologies supplied by China shall not be used for stockpiling, processing,producingor handling chemical weapons, or forproducingof precursor chemicals for chemical weapons, and that, without the priorconsentof the Chinese Government, the related materials and technologies shall not be used for purposes other than the declared end-use or be retransferred to a third party other than the declared end-user. The Measures also provide a registration system for exporters and corresponding rules for the examination and approval of such exports, as well as punishments for violations of the Regulations.

In the missile field, China has always taken a prudent and responsible attitude toward the export of missiles and related technologies. The Chinese Government declared in 1992 that it would act in line with the guidelines and parameters of the MTCRin itsexport of missiles and related technologies. In 1994, it committed itself not to export ground-to-ground missiles featuring the primary parameters of the MTCR - i.e. inherently capable of reaching a range of at least 300 km with a payload of at least 500 kg. In 2000, China further declared that it had no intention to assist in any way,any country in thedevelopment ofballistic missiles that can be used to deliver nuclear weapons, and that it would formulate andpublishregulations on the missile export control and the relevant control list.

In August 2002, the Chinese Government promulgated the Regulations of the PRC on Export Control of Missiles and Missile-Related Items and Technologies, and the control list.The Regulations and the list, in light of the actual conditions in China and the prevailing international practice, adopt a licensing system for the export of missiles, items and technologies directly used for missiles, and missile-related dual-use items and technologies. The Regulations provide that thereceiving partyof the export shallguaranteenot to usemissile-relateditems and technologies supplied by China for purposesotherthan the declared end-use, or retransfer them to any third party other than the declared end-userwithout the consent of the Chinese Government.They also provide for a strict procedure for the examination and approval of such exports, and the punishments for violations of the Regulations.

In the arms export field, in addition to the above-mentioned special regulations, the Chinese GovernmentpromulgatedRegulations of the PRC on Administration of Arms Export in 1997, and revised them in 2002 in order to strengthen the administration of arms export and toregulateof arms export. The Regulations reaffirm the three principles that China has always adhered to in its arms exports: being conducive to the capability forjustself-defense of the recipient country, noinjury to thepeace, security and stabilityofthe region concerned and the world as a whole, andnointerference in the internal affairs of the recipient country. The Regulations also stipulate that arms exportscan only be handled by arms trading companieswhich has obtained the business operations rightfor arms export; that arms export shall be subjected to a licensing system; and that dual-use products whose end-use is for a military purpose shall be regarded as military products and be placed under control. In November 2002, the Chinese Government issued theMilitary ProductsExport Control List as a supplement to the Regulations on Administration of Arms Export, exercisingfor the first time,arms exportcontrolaccording to the list. The List contains a detailed classification of conventional weapons and armaments, constituting a frameworkstructurewith themain body offour levels of -weapon components, weapon categories, main systems orcomponentsof weapons, andthe parts and components, technologies and servicesdirectly related to the weapon equipment, thus providing a scientific and powerful legal guarantee for strengthening the control of the arms trade and arms export.

In addition, the Regulations on the Import and Export Control of Technologies issued by the Chinese Government in 2001 also stipulate that strict control shall be exercised over the export of nuclear technologies, technologies related to dual-use nuclear products, the production technologies of controlled chemicals, and military technologies. The Customs Law of the PRC and the Administrative Punishments Law of the PRC also provide a legal basis for non-proliferation export control.

V. Strictly Implementing the Laws and Regulations on Non-Proliferation Export Control

Through the pastyears, China has steadily improved and developed its laws and regulations on non-proliferation, providing asolidlegal basis andstrongguarantee for the better attainment of the government's non-proliferation goals and, at the same time, setting a new demandforlaw-enforcementcapabilityof the relevant functional departments of the government. In order to ensure the effective implementation oftheselaws and regulations concerning non-proliferation export control, the departments concerned of the Chinese Government have devoted a great deal of effort to improving non-proliferation export control organs, publicizing the relevant policies and regulations, conducting education for enterprises, and investigating and handling cases of violation.

Export Control Organs China's non-proliferation export control involves many of the government'sfunctionaldepartments. So far, a mechanism for a clear division ofresponsibilityand coordination has been established among these departments.

China's nuclear export comes under the control of the Commission of Science, Technology and Industry for National Defense(COSTIND),jointlywith otherrelevantgovernment departments. Arms export, including the export of missiles, and facilities and key equipment used directly for the production of missiles, is under the control ofCOSTINDand therelevantdepartment under the Ministry of National Defense,jointlywith other government departmentsconcerned.

The export of nuclear dual-use items, dual-use biological agents, certain chemicals, and the missile-related dual-use items and technologies for civilian use is under the control of the Ministry of Commerce (MOFCOM),jointlywith other government departments concerned. Among them, the export of nuclear dual-use items and missile-related dual-use items and technologies is subject to examination by the MOFCOM together with COSTIND. The export of dual-use biological agents and technologies related to animals and plants is subject to examination by the MOFCOM,jointlywith the Ministry of Agriculture ifneeded.The export of dual-use biological agents and technologies related to humans is subject to examination by the MOFCOM, jointly with the Ministry of Health ifneeded. The export of equipment and technologies related to dual-use biological agents and of equipment and technologies related to certain chemicals is subject to examination by the MOFCOM,jointlywith the State Development and Reform Commission ifneeded. The export of controlled chemicals is subject to examination by the State Development and Reform Commission,jointlywith the MOFCOM.

The export of sensitive items and related equipment and technologies that relate to foreign policy is subject to examination by the above-mentioned competent departments,jointlywith the Ministry of Foreign Affairs.Where the exportitemsentails significant impacton national security and public interests,the competent departments shall, jointly with other relevant departments, submit the case tothe State Council and the Central Military Commission for approval.

The State General Administration of Customs shall be responsible for the supervision and control of the import and export of the above-mentioned items and technologies.

Special organs, staffed with specialists, have been set up in the above-mentioned ministries and commissions to take charge of the export control work.

Publicity for Laws and Regulations and Education for Enterprises Immediately after the non-proliferation export control regulations were issued,a news releasewas announced through the national media, and the full text of the regulations and control lists were published in the professional publications andon the web sitesof the government departments, foreign trade enterprises and research institutesconcerned. The publicity has provided favorable conditionsin informingthe concerned exportersofthe regulations and control lists. Competent departments concerned have also taken positive steps to ensure earnest implementation of the regulations byrelevantenterprises and institutions, and tomakeexport enterprises familiarized withthe contents of the regulations and procedures for export examination and approval by organizing lectures and training courses ontheseregulations.

Building of the Export Examination System In order to effectively implement the export control regulations, China has established a systeminvolvingapplication, examination and approval, certificate issuance and Customs control, inspection and clearance,and this system applies to all interested exporters.The Ministry of Commerce and othercompetentdepartments are formulating the Export Licensing Catalogue of Sensitive Items and Technologies (i.e.the commodities on the lists attached to relevant export control regulations bearing Customs HS codes), and are doing their best toensure compliance byexport enterprises at all stagesof export,and enhancethe government's capability to exercisesupervision on export control.

To make itmoreconvenient for export enterprises to apply for export licenses, the Ministry of Commerce plans to provide an onlineservice for licenseapplication, examination and approval geared to the needs of the general publiconce the operation system is available. The government will also establish a correspondingexport controlinformation exchange networkamongthe examining, approving and license-issuing organs and the Customs office.

Investigation and Handling of Law Violations The Chinese Government attaches great importance to the investigation and handling of cases of law violations relating to non-proliferation. After being informed of possible illegal exports, concerned competent departments will make earnest investigations and administer corresponding administrative punishments, or transfer the cases to the judicial organs for ascertaining criminal responsibility, depending on the seriousness of the law-breaking acts. In recent years, the Chinese Government has dealt with a number of law-breaking export cases and administered corresponding punishments to the units and individuals involved according to law.

Strengthening the ability to enforce the law and to effectively implement the non-proliferation export control regulations is a complex systems engineering project that involves many aspects and requires coordination and cooperation among different government departments. At the same time, understanding of the relevant state policies and regulations by domestic enterprises, their increased consciousness of the importance of non-proliferation, and the establishment of a self-discipline mechanism among them also have a direct bearing on the implementation of the non-proliferation laws and regulations. The concerned departments of the Chinese Government are summing up their experience, constantly strengthening the training of the law-enforcing personnel, intensifying publicity and further improving the domestic non-proliferation export control system.


While sparing no effort to implement the non-proliferation policy, strengthening and improving the non-proliferation laws and regulations and export control mechanism, the Chinese Government is fully aware that the above efforts should proceed in a systematic way and advance step by step.

The international non-proliferation effort is inseparable from the policies and measures of the countries involved, and the building of the domestic mechanisms in various countries is inseparable from the establishment of international non-proliferation standards. China will continue to take an active part in international non-proliferation endeavors, and exert great efforts to maintain and strengthen the existing non-proliferation international law system within the UN framework. It will constantly increase consultations and exchanges with the multinational non-proliferation mechanisms, including the "Nuclear Suppliers' Group," the MTCR, the "AustraliaGroup" and the "WassenaarArrangement," and continue to take an active part in international discussions related to non-proliferation.

The Chinese Government will continue to keep in touch and hold consultations with other countries on non-proliferation issues, and is willing to strengthen its exchange and cooperation with all sides in the fields related to non-proliferation export control to keep improving their respective non-proliferation export control systems.

Confronted with the complicated and changeable international security situation, China stands for the fostering of a new security concept of seeking security through cooperation, dialogue, mutual trust and development. Non-proliferation is an important link in the preservation of international and regional peace and security in the new century. China will join the members of the international community who love peace and stability in making contributions to accelerating the development and improvement of the international non-proliferation mechanism and to promoting world peace, stability and development through unremitting international efforts and cooperation and by persisting in settling the issue of proliferation of WMD and their means of delivery through peaceful means.

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